Auranser Financial Privacy Notice
Rev. August 2026 | Effective August 1, 2026
This is Auranser's financial privacy notice for investment advisory services under the Gramm-Leach-Bliley Act, Regulation P (12 CFR Part 1016), and SEC Regulation S-P (17 CFR Part 248), presented in the federal model-form format. For platform services (personal financial management, education), the Privacy and Data Protection Policy itself serves as the initial GLBA privacy notice. The complete Privacy and Data Protection Policy governs in full and describes your additional rights under state law.
FACTS — What does Auranser do with your personal information?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number
- Income
- Account balances
- Transaction history
- Investment experience
When you are no longer our customer, we continue to share your information as described in this notice.
How? All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Auranser chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
| Reason | Does Auranser share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or respond to regulatory inquiries | Yes | No |
| For our marketing purposes — to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We don't share |
| For our affiliates' everyday business purposes — information about your transactions and experiences | No | We don't share |
| For our affiliates' everyday business purposes — information about your creditworthiness | No | We don't share |
| For our affiliates to market to you | No | We don't share |
| For nonaffiliates to market to you | No | We don't share |
Because Auranser does not share your information in any way that federal law allows you to limit, no opt-out is required. Questions? Call 888-311-9964, email privacy@auranser.com, or go to auranser.com/privacy.
Who we are
Who is providing this notice? Auranser Inc., a Public Benefit Corporation and SEC-registered investment adviser (CRD# 340833).
What we do
How does Auranser protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards, encryption of data in transit and at rest, secured files and systems, and a written information-security and incident-response program (see Privacy Policy §§ 14–15).
How does Auranser collect my personal information? We collect your personal information, for example, when you open an account, apply for investment advisory services, provide account or contact information, link an external financial account, or make purchases through the app. We also collect your personal information from other companies, such as account-aggregation providers you authorize.
Why can't I limit all sharing? Federal law gives you the right to limit only: sharing for affiliates' everyday business purposes — information about your creditworthiness; affiliates from using your information to market to you; and sharing for nonaffiliates to market to you. Auranser does not share in any of these ways. State law and individual companies may give you additional rights to limit sharing. See below and Privacy Policy §§ 9 and 9A for more on your rights under state law.
Definitions
Affiliates — Companies related by common ownership or control. They can be financial and nonfinancial companies. Auranser does not share your personal information with affiliates.
Nonaffiliates — Companies not related by common ownership or control. They can be financial and nonfinancial companies. Auranser does not share your personal information with nonaffiliates so they can market to you, and does not sell your personal information.
Joint marketing — A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Auranser does not jointly market.
Other important information
Depending on your state of residence, you may have additional rights to access, correct, delete, and obtain a copy of your personal information, and to opt out of targeted advertising, sale, and certain profiling. These rights and how to exercise them are described in full in Sections 9 and 9A of our Privacy and Data Protection Policy.
